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Update on discussions in the Financial Services Agency’s Working Group (WG) for Large Shareholding Reporting Rule(Nov.).
The WG is discussing amendment for Enforcement of Large Shareholding Reporting Rule. Summary Most members of the WG believe that enforcement for the large shareholding reports should be strengthened. One of the possible sanction is suspend
Update on discussions in the Financial Services Agency’s Working Group for beneficial shareholder disclosure rule.
The working group (WG) is discussing the pros and cons of establishing beneficial shareholder disclosure rule. Summary Most WG members agree that a beneficial shareholder disclosure rule should be established. The UK disclosure rule can be
Update on discussions in the Financial Services Agency’s Working Group for Large Shareholding Reporting Rule (Nov.)
The working group (WG) discussed the scope of the "Making Important Suggestion" in relation to large shareholding reporting rule. Summary Most WG members agree that the scope of "Making Important Suggestion" should be further limited and c
Easing of entry regulations for asset management companies (summary of mass media report)
Financial Services Agency (FSA) will amend the Investment Trust Law and other relevant laws in 2024 so that asset management companies will no longer be required to own administrative function. It will become easier to establish asset manag